Risk Intelligence Suite by Kaufman Rossin
The right tools turn risk management into actionable risk intelligence.
Leverage our professional statisticians, engineers and BSA experts to power the insights you need.
For decades, Kaufman Rossin’s risk advisory team has helped financial institutions utilize risk intelligence. We’ve helped hundreds of clients all over the world assess and mitigate risk.
We’ve helped them develop and implement compliance programs, and trained and mentored them on investigations, reporting and more.
Serving those clients, we developed expert procedures; to enhance our service we built processes and automated tools to apply those practices, in compliance with BSA/AML and OFAC regulations.
Now your team can assess and visualize your institution’s unique risks, benchmark against peers, screen against sanction lists, and even track and respond to regulatory orders.
We call these tools RISK: Risk Intelligence Suite by Kaufman Rossin.
The latest technology makes our work – and now yours – more measurable, manageable and effective.
Cloud Deployment
Software-as-a-Service (SaaS): Our web applications use securely configured, or hardened, CIS servers on Microsoft Azure cold infrastructure
- All-in-one compliance monitoring tool to test for Regulation E Error resolution compliance and assist with ongoing tracking and reporting
- Can be used in-house as well as to monitor compliance of partner relationships
- Automation and AI* eliminates manual processes and allows for efficiency and expanded testing capacity
*AI-enabled features coming in Spring 2024
- Assess and risk rate geographies based on an aggregation of AML and sanctions factors
- Confirm alignment with risk tolerance
- Share data with regulators
- Visualize benchmarking of KPIs against customizable peer groupings
- Aggregate metrics into a user-friendly dashboard
- Eliminate manual processes
- Bulk screen many names at once against sanctions and non-sanctions lists
- Quickly apply fuzzy-logic algorithms
- Product scrub reports for regulators
- All-in-one project management tool to track and respond to consent orders, regulatory actions and audit reports
- Create an audit trail
- Set deadlines and share details with regulators
- Visualize risk data and turn it into actionable insights on demand
- Understand risk indicators
- Take a statistical approach to mitigating regulatory risk
